News & Updates

SEC Requires Online and Physical Filing of Forms Indicating Official E-Mail Addresses and Cellphone Numbers

The Securities and Exchange Commission (“SEC”) issued a Notice on 04 November 2020 (the “Notice”), providing filing details for the implementation of SEC Memorandum Circular No. 28, series of 2020 (“MC No. 28”).

 

SEC MC No. 28 requires corporations, partnerships, associations and individuals to create and designate official and alternate e-mail addresses and mobile numbers for transactions with the SEC.

 

The Notice requires covered entities to submit the forms required by SEC MC No. 28 through the following means:

 

 

  • Physical filing through the SEC’s Electronic Records Management Division

 

The filing of submissions shall be subject to the guidelines in SEC Notice dated 20 October 2020, prescribing the procedures for filing documents with the SEC during community quarantine.